-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NmTAV0I2y6y/P+SEUp/TrecFzLDhYY3FFO/IQM8kqH1A7YmTswfVnYQ/kAS+6/Oa wIcGvHAXHGCZVeBpLnBE8Q== 0001193805-03-000724.txt : 20030822 0001193805-03-000724.hdr.sgml : 20030822 20030822161345 ACCESSION NUMBER: 0001193805-03-000724 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030822 GROUP MEMBERS: SCOTT SACANE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLOS THERAPEUTICS INC CENTRAL INDEX KEY: 0001097264 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 541655029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-60251 FILM NUMBER: 03862642 BUSINESS ADDRESS: STREET 1: 11080 CIRCLEPOINT ROAD STREET 2: SUITE 200 CITY: WESTMINSTER STATE: CO ZIP: 80020 BUSINESS PHONE: 3034266262 MAIL ADDRESS: STREET 1: 7000 NORTH BROADWAY STREET 2: SUITE 400 CITY: DENVER STATE: CO ZIP: 80221 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DURUS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001166014 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 113 POST RD. EAST CITY: VESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033410667 MAIL ADDRESS: STREET 1: 113 POST RD. EAST CITY: WESTPORT STATE: CT ZIP: 06880 SC 13D 1 e300585_sc13d-allos.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Allos Therapeutics, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 019777101 - -------------------------------------------------------------------------------- (CUSIP Number) Scott Sacane Matthew S. Dontzin, Esq. c/o Durus Capital Management, LLC c/o The Dontzin Law Firm LLP 20 Marshall Street, Suite 320 6 East 81st South Norwalk, CT 06854 New York, New York 10028 (212) 717-2900 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 5, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (b)(3) or (4), check the following box X. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 019777101 13D Page 2 of 14 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Durus Capital Management, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 1,250,000 shares ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 1,250,000 shares WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,250,000 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 019777101 13D Page 3 of 14 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Scott Sacane - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 1,250,000 shares ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 1,250,000 shares WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,250,000 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D Item 1. Security and Issuer This Statement on Schedule 13D relates to the Common Stock, par value $.001 per share (the "Common Stock") of Allos Therapeutics, Inc. (the "Company"), a company organized and existing under the laws of the State of Delaware. The address of the Company's principal executive offices is 11080 CirclePoint Road, Suite 200, Westminster, Colorado 80020. Item 2. Identity and Background (a) This Statement is filed as a joint statement pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934 (the "Exchange Act") by (i) Durus Capital Management, LLC ("Capital"), a Delaware limited liability company, in respect of shares held by Durus Life Sciences Master Fund Ltd. ("MF"), over which shares Capital has sole voting and dispositive power and (ii) Scott Sacane, the Managing Member of Capital (Capital and Mr. Sacane are hereinafter collectively referred to as the "Reporting Persons"). The Reporting Persons are making a group filing because, due to the relationship between them, the Reporting Persons may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Exchange Act. (b) The address of the principal business and principal office of each of the Reporting Persons is 20 Marshall Street, Suite 320, South Norwalk, CT 06854. (c) The principal business of Capital is that of portfolio manager. The principal business of Mr. Sacane is acting as managing member of Capital. (d) Neither of the Reporting Persons has during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Neither of the Reporting Persons has during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect thereto. (f) Mr. Sacane is a citizen of the United States. Item 3. Source and Amount of Funds or Other Consideration. From July 23, 2001 through August 19, 2003, Capital acquired an aggregate of 7,729,856 shares of Common Stock for an aggregate cost of $51,582,278, and sold an aggregate of 6,479,856 shares for aggregate proceeds of $26,154,724. The source of funds used to purchase such shares was working capital of MF. A portion of the shares were purchased in margin accounts maintained with Goldman Sachs and UBS Securities. However, none of such shares are currently maintained in a margin account. Page 4 of 14 Item 4. Purpose of Transaction. The Reporting Persons acquired the shares of Common Stock reported herein, and continue to hold such shares, for investment purposes, with no intention to influence or change the management or other affairs of the Company. The Reporting Persons reserve the right to dispose of and acquire shares, in their sole discretion, subject to applicable securities laws and market conditions. Except as otherwise indicated in this report, the Reporting Persons currently have no plans or proposals that relate to any of the matters described in subparagraphs (a) through (j) of Item 4 to Schedule 13D. Item 5. Interest in Securities of the Issuer. (a) The aggregate percentage of the outstanding shares of Common Stock reported owned by each Reporting Person is based upon 25,910,092 shares of Common Stock outstanding as of August 6, 2003, as reported in the Company's Form 10-Q for quarterly period ended June 30, 2003. As of the close of business on August 19, 2003: (i) Capital beneficially owns 1,250,000 shares of Common Stock constituting approximately 4.8% of the shares of Common Stock outstanding; and (ii) As Managing Member of Capital, Mr. Sacane beneficially owns the 1,250,000 shares of Common Stock that are beneficially owned by Capital. Such shares, in the aggregate, constitute approximately 4.8% of the shares of Common Stock outstanding. (b) Capital has the sole power to vote or direct the vote and to dispose or to direct the disposition of the shares reported herein as being beneficially owned by it, which power is exercisable by Mr. Sacane as Managing Member of Capital. (c) Set forth below is a description of all reportable transactions in shares of Common Stock that have been effected by the Reporting Persons from October 5, 2002 through August 19, 2003 . All such transactions were effected on the open market. Share price information reflects the incurrence of brokerage commissions which generally range from between $0.015 and $0.05 per share. The following transactions were effected by Capital through its exercise of sole voting and dispositive power over the shares held through MF. - -------------------------------------------------------------------------------- Date Transaction Number of Shares Price per share - -------------------------------------------------------------------------------- 10/7/2002 Purchase 59,218 $8.4791 - -------------------------------------------------------------------------------- 10/7/2002 Purchase 67,600 $8.4921 - -------------------------------------------------------------------------------- 10/8/2002 Purchase 2,300 $8.4317 - -------------------------------------------------------------------------------- 10/8/2002 Purchase 7,500 $8.6800 - -------------------------------------------------------------------------------- 10/8/2002 Purchase 3,700 $8.4915 - -------------------------------------------------------------------------------- 10/8/2002 Sale 4,800 $8.5203 - -------------------------------------------------------------------------------- 10/9/2002 Purchase 21,000 $8.3219 - -------------------------------------------------------------------------------- Page 5 of 14 - -------------------------------------------------------------------------------- Date Transaction Number of Shares Price per share - -------------------------------------------------------------------------------- 10/9/2002 Purchase 100 $8.3950 - -------------------------------------------------------------------------------- 10/9/2002 Purchase 45,200 $8.3925 - -------------------------------------------------------------------------------- 10/9/2002 Purchase 15,000 $8.6500 - -------------------------------------------------------------------------------- 10/10/2002 Purchase 1,000 $8.8900 - -------------------------------------------------------------------------------- 10/10/2002 Purchase 700 $8.6650 - -------------------------------------------------------------------------------- 10/10/2002 Sale 16,600 $8.6547 - -------------------------------------------------------------------------------- 10/11/2002 Purchase 58,900 $8.7895 - -------------------------------------------------------------------------------- 10/11/2002 Purchase 60,500 $8.8115 - -------------------------------------------------------------------------------- 10/11/2002 Purchase 30,200 $8.8064 - -------------------------------------------------------------------------------- 10/11/2002 Sale 23,700 $8.8397 - -------------------------------------------------------------------------------- 10/14/2002 Purchase 7,963 $8.7698 - -------------------------------------------------------------------------------- 10/14/2002 Purchase 6,800 $8.7307 - -------------------------------------------------------------------------------- 10/14/2002 Sale 6,800 $8.7047 - -------------------------------------------------------------------------------- 10/14/2002 Sale 1,200 $8.7014 - -------------------------------------------------------------------------------- 10/15/2002 Purchase 11,000 $8.8844 - -------------------------------------------------------------------------------- 10/15/2002 Purchase 41,500 $8.8185 - -------------------------------------------------------------------------------- 10/16/2002 Purchase 8,067 $9.0672 - -------------------------------------------------------------------------------- 10/16/2002 Purchase 7,200 $8.9949 - -------------------------------------------------------------------------------- 10/17/2002 Purchase 1,550 $9.1919 - -------------------------------------------------------------------------------- 10/17/2002 Purchase 2,500 $9.1400 - -------------------------------------------------------------------------------- 10/17/2002 Purchase 6,100 $9.1648 - -------------------------------------------------------------------------------- 10/18/2002 Purchase 1,500 $9.1933 - -------------------------------------------------------------------------------- 10/18/2002 Purchase 8,400 $9.2328 - -------------------------------------------------------------------------------- 10/21/2002 Purchase 19,000 $9.4575 - -------------------------------------------------------------------------------- 10/21/2002 Purchase 10,100 $9.4695 - -------------------------------------------------------------------------------- 10/21/2002 Sale 10,100 $9.5978 - -------------------------------------------------------------------------------- 10/22/2002 Purchase 40,700 $9.0651 - -------------------------------------------------------------------------------- 10/22/2002 Purchase 93,800 $9.0257 - -------------------------------------------------------------------------------- 10/22/2002 Purchase 5,000 $9.1500 - -------------------------------------------------------------------------------- 10/22/2002 Purchase 5,000 $9.1300 - -------------------------------------------------------------------------------- 10/22/2002 Purchase 5,000 $9.1250 - -------------------------------------------------------------------------------- 10/22/2002 Purchase 5,000 $9.1350 - -------------------------------------------------------------------------------- 10/23/2002 Purchase 13,000 $8.0704 - -------------------------------------------------------------------------------- 10/23/2002 Purchase 14,300 $8.1329 - -------------------------------------------------------------------------------- 10/24/2002 Purchase 10,000 $7.9389 - -------------------------------------------------------------------------------- 10/25/2002 Purchase 10,100 $7.9122 - -------------------------------------------------------------------------------- 10/28/2002 Purchase 12,900 $7.9607 - -------------------------------------------------------------------------------- 10/28/2002 Purchase 9,639 $7.9616 - -------------------------------------------------------------------------------- 10/29/2002 Purchase 17,300 $7.8729 - -------------------------------------------------------------------------------- 10/29/2002 Purchase 2,500 $7.8780 - -------------------------------------------------------------------------------- 10/29/2002 Sale 200 $7.7698 - -------------------------------------------------------------------------------- 10/30/2002 Purchase 3,000 $7.8117 - -------------------------------------------------------------------------------- 10/30/2002 Purchase 19,200 $7.7419 - -------------------------------------------------------------------------------- 10/31/2002 Purchase 6,200 $7.2743 - -------------------------------------------------------------------------------- 10/31/2002 Purchase 1,800 $7.1972 - -------------------------------------------------------------------------------- 11/1/2002 Purchase 7,000 $7.2221 - -------------------------------------------------------------------------------- 11/1/2002 Purchase 6,700 $7.0598 - -------------------------------------------------------------------------------- 11/4/2002 Purchase 100 $7.0800 - -------------------------------------------------------------------------------- 11/4/2002 Purchase 2,000 $7.0150 - -------------------------------------------------------------------------------- 11/5/2002 Purchase 500 $7.1500 - -------------------------------------------------------------------------------- 11/6/2002 Purchase 500 $7.1300 - -------------------------------------------------------------------------------- Page 6 of 14 - -------------------------------------------------------------------------------- Date Transaction Number of Shares Price per share - -------------------------------------------------------------------------------- 11/7/2002 Purchase 800 $7.4688 - -------------------------------------------------------------------------------- 11/8/2002 Purchase 850 $7.9694 - -------------------------------------------------------------------------------- 11/11/2002 Purchase 1,000 $7.9050 - -------------------------------------------------------------------------------- 11/12/2002 Purchase 500 $7.8532 - -------------------------------------------------------------------------------- 11/13/2002 Purchase 500 $7.7800 - -------------------------------------------------------------------------------- 11/14/2002 Purchase 500 $7.8144 - -------------------------------------------------------------------------------- 11/14/2002 Purchase 1,850 $7.7618 - -------------------------------------------------------------------------------- 11/14/2002 Purchase 47 $7.8534 - -------------------------------------------------------------------------------- 11/15/2002 Purchase 500 $7.7500 - -------------------------------------------------------------------------------- 11/15/2002 Purchase 1,100 $7.7549 - -------------------------------------------------------------------------------- 11/15/2002 Purchase 150 $7.7783 - -------------------------------------------------------------------------------- 11/18/2002 Purchase 3,400 $7.6574 - -------------------------------------------------------------------------------- 11/18/2002 Purchase 1,600 $7.4650 - -------------------------------------------------------------------------------- 11/19/2002 Purchase 1,500 $7.5883 - -------------------------------------------------------------------------------- 11/19/2002 Purchase 900 $7.6856 - -------------------------------------------------------------------------------- 11/20/2002 Purchase 2,300 $7.7235 - -------------------------------------------------------------------------------- 11/20/2002 Purchase 2,100 $7.7192 - -------------------------------------------------------------------------------- 11/20/2002 Purchase 2,500 $8.2000 - -------------------------------------------------------------------------------- 11/21/2002 Purchase 7,150 $8.0445 - -------------------------------------------------------------------------------- 11/21/2002 Purchase 500 $8.1850 - -------------------------------------------------------------------------------- 11/21/2002 Purchase 3,800 $8.0468 - -------------------------------------------------------------------------------- 11/22/2002 Purchase 600 $7.8400 - -------------------------------------------------------------------------------- 11/22/2002 Purchase 500 $7.9600 - -------------------------------------------------------------------------------- 11/26/2002 Purchase 468 $7.9850 - -------------------------------------------------------------------------------- 11/26/2002 Purchase 1,100 $8.0150 - -------------------------------------------------------------------------------- 11/27/2002 Purchase 500 $8.0150 - -------------------------------------------------------------------------------- 11/27/2002 Purchase 700 $8.0086 - -------------------------------------------------------------------------------- 11/29/2002 Purchase 700 $7.9943 - -------------------------------------------------------------------------------- 12/2/2002 Purchase 3,000 $8.0350 - -------------------------------------------------------------------------------- 12/2/2002 Purchase 2,700 $7.9459 - -------------------------------------------------------------------------------- 12/2/2002 Purchase 1,800 $8.0228 - -------------------------------------------------------------------------------- 12/3/2002 Purchase 9,250 $7.7512 - -------------------------------------------------------------------------------- 12/3/2002 Purchase 10,000 $7.6500 - -------------------------------------------------------------------------------- 12/3/2002 Purchase 10,000 $7.6475 - -------------------------------------------------------------------------------- 12/3/2002 Purchase 5,000 $7.6150 - -------------------------------------------------------------------------------- 12/3/2002 Purchase 19,400 $7.7106 - -------------------------------------------------------------------------------- 12/4/2002 Purchase 1,950 $7.5653 - -------------------------------------------------------------------------------- 12/4/2002 Purchase 100 $7.5150 - -------------------------------------------------------------------------------- 12/5/2002 Purchase 3,950 $7.5643 - -------------------------------------------------------------------------------- 12/5/2002 Purchase 7,500 $7.5000 - -------------------------------------------------------------------------------- 12/5/2002 Purchase 7,000 $7.5486 - -------------------------------------------------------------------------------- 12/6/2002 Purchase 28,700 $7.4383 - -------------------------------------------------------------------------------- 12/6/2002 Purchase 5,300 $7.4998 - -------------------------------------------------------------------------------- 12/9/2002 Purchase 2,050 $7.3385 - -------------------------------------------------------------------------------- 12/9/2002 Purchase 6,400 $7.3294 - -------------------------------------------------------------------------------- 12/10/2002 Purchase 1,100 $7.4482 - -------------------------------------------------------------------------------- 12/11/2002 Purchase 1,600 $7.4831 - -------------------------------------------------------------------------------- 12/11/2002 Purchase 10,100 $7.4627 - -------------------------------------------------------------------------------- 12/12/2002 Purchase 800 $7.5663 - -------------------------------------------------------------------------------- 12/12/2002 Purchase 2,000 $7.5350 - -------------------------------------------------------------------------------- Page 7 of 14 - -------------------------------------------------------------------------------- Date Transaction Number of Shares Price per share - -------------------------------------------------------------------------------- 12/12/2002 Purchase 5,100 $7.4958 - -------------------------------------------------------------------------------- 12/13/2002 Purchase 2,100 $7.4350 - -------------------------------------------------------------------------------- 12/16/2002 Purchase 3,400 $7.4935 - -------------------------------------------------------------------------------- 12/16/2002 Purchase 600 $7.5333 - -------------------------------------------------------------------------------- 12/17/2002 Purchase 1,200 $7.4008 - -------------------------------------------------------------------------------- 12/17/2002 Purchase 2,200 $7.5549 - -------------------------------------------------------------------------------- 12/18/2002 Purchase 2,000 $7.3275 - -------------------------------------------------------------------------------- 12/18/2002 Purchase 4,000 $7.2977 - -------------------------------------------------------------------------------- 12/19/2002 Purchase 500 $7.1976 - -------------------------------------------------------------------------------- 12/19/2002 Purchase 10,400 $7.1638 - -------------------------------------------------------------------------------- 12/20/2002 Purchase 2,000 $7.4600 - -------------------------------------------------------------------------------- 12/20/2002 Purchase 3,500 $7.4964 - -------------------------------------------------------------------------------- 12/23/2002 Purchase 200 $7.6345 - -------------------------------------------------------------------------------- 12/23/2002 Purchase 3,000 $7.4883 - -------------------------------------------------------------------------------- 12/24/2002 Purchase 200 $7.7150 - -------------------------------------------------------------------------------- 12/26/2002 Purchase 200 $7.4550 - -------------------------------------------------------------------------------- 12/26/2002 Purchase 12,500 $7.5186 - -------------------------------------------------------------------------------- 12/26/2002 Sale 13,300 $6.9518 - -------------------------------------------------------------------------------- 12/27/2002 Purchase 500 $7.2536 - -------------------------------------------------------------------------------- 12/27/2002 Purchase 4,000 $7.3625 - -------------------------------------------------------------------------------- 12/27/2002 Purchase 3,000 $7.3800 - -------------------------------------------------------------------------------- 12/27/2002 Sale 30,000 $7.1532 - -------------------------------------------------------------------------------- 12/30/2002 Purchase 1,000 $7.0900 - -------------------------------------------------------------------------------- 12/30/2002 Purchase 3,700 $7.2102 - -------------------------------------------------------------------------------- 12/30/2002 Sale 80,000 $6.8248 - -------------------------------------------------------------------------------- 12/30/2002 Sale 43,700 $6.7530 - -------------------------------------------------------------------------------- 12/31/2002 Purchase 5,472 $7.3712 - -------------------------------------------------------------------------------- 12/31/2002 Purchase 14,400 $7.4906 - -------------------------------------------------------------------------------- 12/31/2002 Purchase 15,000 $7.5200 - -------------------------------------------------------------------------------- 12/31/2002 Sale 20,600 $7.3408 - -------------------------------------------------------------------------------- 1/2/2003 Purchase 2,817 $7.7239 - -------------------------------------------------------------------------------- 1/2/2003 Sale 2,500 $7.8480 - -------------------------------------------------------------------------------- 1/3/2003 Purchase 9,899 $7.6477 - -------------------------------------------------------------------------------- 1/6/2003 Purchase 13,300 $7.8524 - -------------------------------------------------------------------------------- 1/6/2003 Sale 6,600 $7.6632 - -------------------------------------------------------------------------------- 1/7/2003 Purchase 200 $7.9450 - -------------------------------------------------------------------------------- 1/7/2003 Purchase 8,700 $7.5846 - -------------------------------------------------------------------------------- 1/7/2003 Sale 100,000 $7.4198 - -------------------------------------------------------------------------------- 1/8/2003 Purchase 1,100 $7.8304 - -------------------------------------------------------------------------------- 1/8/2003 Purchase 8,200 $7.6428 - -------------------------------------------------------------------------------- 1/8/2003 Sale 200,000 $7.4998 - -------------------------------------------------------------------------------- 1/9/2003 Purchase 2,100 $7.9391 - -------------------------------------------------------------------------------- 1/9/2003 Sale 8,800 $7.9051 - -------------------------------------------------------------------------------- 1/9/2003 Sale 1,100 $7.8748 - -------------------------------------------------------------------------------- 1/10/2003 Purchase 500 $7.9450 - -------------------------------------------------------------------------------- 1/10/2003 Purchase 1,800 $7.9519 - -------------------------------------------------------------------------------- 1/13/2003 Purchase 800 $7.6421 - -------------------------------------------------------------------------------- 1/13/2003 Sale 100,000 $7.4498 - -------------------------------------------------------------------------------- 1/13/2003 Sale 76 $7.5047 - -------------------------------------------------------------------------------- 1/14/2003 Purchase 2,700 $7.2550 - -------------------------------------------------------------------------------- 1/14/2003 Sale 25,000 $7.1998 - -------------------------------------------------------------------------------- 1/15/2003 Purchase 1,700 $7.1911 - -------------------------------------------------------------------------------- 1/15/2003 Sale 106,000 $7.0396 - -------------------------------------------------------------------------------- 1/15/2003 Sale 5,600 $6.9991 - -------------------------------------------------------------------------------- Page 8 of 14 - -------------------------------------------------------------------------------- Date Transaction Number of Shares Price per share - -------------------------------------------------------------------------------- 1/16/2003 Purchase 600 $7.2717 - -------------------------------------------------------------------------------- 1/16/2003 Sale 1,200 $7.1648 - -------------------------------------------------------------------------------- 1/17/2003 Purchase 500 $7.0590 - -------------------------------------------------------------------------------- 1/17/2003 Sale 500 $7.1188 - -------------------------------------------------------------------------------- 1/21/2003 Purchase 3,100 $7.1785 - -------------------------------------------------------------------------------- 1/21/2003 Sale 136,700 $6.9710 - -------------------------------------------------------------------------------- 1/22/2003 Purchase 7,300 $7.1110 - -------------------------------------------------------------------------------- 1/22/2003 Sale 80,000 $6.9498 - -------------------------------------------------------------------------------- 1/22/2003 Sale 3,800 $6.9830 - -------------------------------------------------------------------------------- 1/23/2003 Purchase 9,300 $7.1013 - -------------------------------------------------------------------------------- 1/23/2003 Purchase 600 $7.0000 - -------------------------------------------------------------------------------- 1/23/2003 Purchase 10,000 $7.2500 - -------------------------------------------------------------------------------- 1/23/2003 Sale 134,100 $6.9498 - -------------------------------------------------------------------------------- 1/24/2003 Purchase 13,800 $6.9164 - -------------------------------------------------------------------------------- 1/27/2003 Purchase 6,400 $6.6814 - -------------------------------------------------------------------------------- 1/27/2003 Sale 4,700 $6.8148 - -------------------------------------------------------------------------------- 1/28/2003 Purchase 1,500 $6.5026 - -------------------------------------------------------------------------------- 1/29/2003 Purchase 2,200 $6.5675 - -------------------------------------------------------------------------------- 1/29/2003 Sale 500 $6.4598 - -------------------------------------------------------------------------------- 1/30/2003 Purchase 26,400 $6.3637 - -------------------------------------------------------------------------------- 1/30/2003 Purchase 10,000 $6.3835 - -------------------------------------------------------------------------------- 1/30/2003 Sale 10,000 $6.2555 - -------------------------------------------------------------------------------- 1/31/2003 Purchase 20,000 $7.0200 - -------------------------------------------------------------------------------- 1/31/2003 Purchase 10,000 $6.4369 - -------------------------------------------------------------------------------- 1/31/2003 Purchase 29,400 $6.7330 - -------------------------------------------------------------------------------- 1/31/2003 Purchase 10,000 $6.4249 - -------------------------------------------------------------------------------- 1/31/2003 Sale 25,100 $6.2848 - -------------------------------------------------------------------------------- 2/3/2003 Purchase 10,000 $6.8768 - -------------------------------------------------------------------------------- 2/3/2003 Sale 6,000 $6.8206 - -------------------------------------------------------------------------------- 2/4/2003 Purchase 14,100 $6.7082 - -------------------------------------------------------------------------------- 2/4/2003 Sale 6,900 $6.6281 - -------------------------------------------------------------------------------- 2/5/2003 Purchase 10,000 $6.3620 - -------------------------------------------------------------------------------- 2/5/2003 Purchase 5,000 $6.3520 - -------------------------------------------------------------------------------- 2/5/2003 Purchase 22,700 $6.4042 - -------------------------------------------------------------------------------- 2/6/2003 Purchase 46,800 $6.2268 - -------------------------------------------------------------------------------- 2/7/2003 Purchase 43,700 $6.2430 - -------------------------------------------------------------------------------- 2/7/2003 Sale 100 $6.0648 - -------------------------------------------------------------------------------- 2/10/2003 Purchase 8,100 $6.0348 - -------------------------------------------------------------------------------- 2/10/2003 Sale 2,400 $6.2165 - -------------------------------------------------------------------------------- 2/11/2003 Purchase 26,700 $5.8664 - -------------------------------------------------------------------------------- 2/12/2003 Purchase 4,600 $5.9665 - -------------------------------------------------------------------------------- 2/13/2003 Purchase 12,400 $5.9161 - -------------------------------------------------------------------------------- 2/14/2003 Purchase 36,700 $5.8098 - -------------------------------------------------------------------------------- 2/18/2003 Purchase 500 $5.6500 - -------------------------------------------------------------------------------- 2/18/2003 Purchase 1,000 $5.6950 - -------------------------------------------------------------------------------- 2/18/2003 Purchase 38,400 $5.6083 - -------------------------------------------------------------------------------- 2/19/2003 Purchase 42,000 $5.1772 - -------------------------------------------------------------------------------- 2/19/2003 Purchase 15,000 $5.0400 - -------------------------------------------------------------------------------- 2/20/2003 Purchase 27,000 $4.8506 - -------------------------------------------------------------------------------- 2/21/2003 Purchase 59,300 $4.5775 - -------------------------------------------------------------------------------- 2/24/2003 Purchase 18,900 $4.6663 - -------------------------------------------------------------------------------- Page 9 of 14 - -------------------------------------------------------------------------------- Date Transaction Number of Shares Price per share - -------------------------------------------------------------------------------- 2/24/2003 Purchase 200 $4.6000 - -------------------------------------------------------------------------------- 2/25/2003 Purchase 24,400 $4.6787 - -------------------------------------------------------------------------------- 2/26/2003 Purchase 10,000 $4.6368 - -------------------------------------------------------------------------------- 2/27/2003 Purchase 200 $4.4000 - -------------------------------------------------------------------------------- 2/27/2003 Purchase 30,200 $4.4939 - -------------------------------------------------------------------------------- 2/28/2003 Purchase 15,400 $4.4574 - -------------------------------------------------------------------------------- 2/28/2003 Purchase 10,000 $4.4000 - -------------------------------------------------------------------------------- 3/3/2003 Purchase 4,200 $4.3757 - -------------------------------------------------------------------------------- 3/4/2003 Purchase 26,400 $4.8165 - -------------------------------------------------------------------------------- 3/5/2003 Purchase 23,600 $4.7739 - -------------------------------------------------------------------------------- 3/6/2003 Purchase 11,700 $4.6852 - -------------------------------------------------------------------------------- 3/7/2003 Purchase 1,000 $4.4450 - -------------------------------------------------------------------------------- 3/7/2003 Purchase 34,300 $4.5468 - -------------------------------------------------------------------------------- 3/10/2003 Purchase 5,000 $4.3994 - -------------------------------------------------------------------------------- 3/10/2003 Purchase 5,000 $4.3708 - -------------------------------------------------------------------------------- 3/10/2003 Purchase 5,000 $4.3800 - -------------------------------------------------------------------------------- 3/10/2003 Purchase 20,200 $4.3866 - -------------------------------------------------------------------------------- 3/10/2003 Purchase 1,000 $4.3490 - -------------------------------------------------------------------------------- 3/10/2003 Purchase 10,000 $4.3900 - -------------------------------------------------------------------------------- 3/11/2003 Purchase 5,000 $4.0000 - -------------------------------------------------------------------------------- 3/11/2003 Purchase 300 $4.0317 - -------------------------------------------------------------------------------- 3/11/2003 Purchase 29,700 $3.9926 - -------------------------------------------------------------------------------- 3/11/2003 Purchase 5,000 $3.9900 - -------------------------------------------------------------------------------- 3/12/2003 Purchase 19,100 $3.9391 - -------------------------------------------------------------------------------- 3/13/2003 Purchase 84,600 $4.0369 - -------------------------------------------------------------------------------- 3/14/2003 Purchase 10,700 $4.0438 - -------------------------------------------------------------------------------- 3/17/2003 Purchase 11,100 $4.0592 - -------------------------------------------------------------------------------- 3/18/2003 Purchase 21,100 $3.9182 - -------------------------------------------------------------------------------- 3/19/2003 Purchase 15,800 $3.9601 - -------------------------------------------------------------------------------- 3/20/2003 Purchase 2,500 $3.9998 - -------------------------------------------------------------------------------- 3/21/2003 Purchase 4,375 $4.2369 - -------------------------------------------------------------------------------- 3/24/2003 Purchase 13,900 $4.1416 - -------------------------------------------------------------------------------- 3/25/2003 Purchase 26,500 $4.2039 - -------------------------------------------------------------------------------- 3/26/2003 Purchase 23,200 $4.1934 - -------------------------------------------------------------------------------- 3/27/2003 Purchase 1,000 $4.2350 - -------------------------------------------------------------------------------- 3/28/2003 Purchase 15,100 $4.1528 - -------------------------------------------------------------------------------- 3/31/2003 Purchase 23,700 $4.0821 - -------------------------------------------------------------------------------- 4/2/2003 Purchase 36,000 $4.0681 - -------------------------------------------------------------------------------- 4/3/2003 Purchase 53,400 $4.2701 - -------------------------------------------------------------------------------- 4/4/2003 Purchase 44,300 $4.2382 - -------------------------------------------------------------------------------- 4/7/2003 Purchase 10,000 $4.2349 - -------------------------------------------------------------------------------- 4/8/2003 Purchase 62,900 $3.8106 - -------------------------------------------------------------------------------- 4/9/2003 Purchase 7,500 $3.3200 - -------------------------------------------------------------------------------- 4/9/2003 Purchase 50,500 $3.3912 - -------------------------------------------------------------------------------- 4/9/2003 Sale 35,100 $3.3422 - -------------------------------------------------------------------------------- 4/10/2003 Purchase 12,300 $3.2301 - -------------------------------------------------------------------------------- 4/11/2003 Purchase 33,600 $3.4180 - -------------------------------------------------------------------------------- 4/14/2003 Purchase 3,700 $3.3890 - -------------------------------------------------------------------------------- 4/15/2003 Purchase 24,100 $3.2215 - -------------------------------------------------------------------------------- 4/16/2003 Purchase 1,500 $3.2753 - -------------------------------------------------------------------------------- 4/17/2003 Purchase 2,700 $3.2515 - -------------------------------------------------------------------------------- Page 10 of 14 - -------------------------------------------------------------------------------- Date Transaction Number of Shares Price per share - -------------------------------------------------------------------------------- 4/17/2003 Purchase 3,700 $3.2515 - -------------------------------------------------------------------------------- 4/21/2003 Purchase 1,000 $3.2934 - -------------------------------------------------------------------------------- 4/22/2003 Purchase 5,000 $3.4355 - -------------------------------------------------------------------------------- 4/23/2003 Purchase 31,100 $2.5422 - -------------------------------------------------------------------------------- 4/23/2003 Sale 147,100 $1.8882 - -------------------------------------------------------------------------------- 4/24/2003 Sale 91,575 $1.8754 - -------------------------------------------------------------------------------- 4/25/2003 Sale 75,000 $1.7878 - -------------------------------------------------------------------------------- 4/25/2003 Sale 25,000 $1.8421 - -------------------------------------------------------------------------------- 4/28/2003 Purchase 30,700 $1.9960 - -------------------------------------------------------------------------------- 4/29/2003 Purchase 3,000 $1.9229 - -------------------------------------------------------------------------------- 4/29/2003 Sale 60,000 $1.8854 - -------------------------------------------------------------------------------- 4/29/2003 Sale 17,400 $1.8769 - -------------------------------------------------------------------------------- 4/30/2003 Sale 19,800 $1.8545 - -------------------------------------------------------------------------------- 5/1/2003 Purchase 1,000 $1.9750 - -------------------------------------------------------------------------------- 5/1/2003 Sale 40,000 $1.8708 - -------------------------------------------------------------------------------- 5/2/2003 Sale 5,400 $1.8564 - -------------------------------------------------------------------------------- 5/5/2003 Sale 12,800 $1.8635 - -------------------------------------------------------------------------------- 5/6/2003 Sale 85,000 $1.8606 - -------------------------------------------------------------------------------- 5/6/2003 Sale 5,000 $1.8649 - -------------------------------------------------------------------------------- 5/7/2003 Purchase 1,000 $1.9350 - -------------------------------------------------------------------------------- 5/7/2003 Sale 49,600 $1.8749 - -------------------------------------------------------------------------------- 5/7/2003 Sale 40,000 $1.8715 - -------------------------------------------------------------------------------- 5/12/2003 Sale 27,000 $1.8628 - -------------------------------------------------------------------------------- 5/13/2003 Sale 4,583 $1.8538 - -------------------------------------------------------------------------------- 5/14/2003 Sale 69,117 $1.8639 - -------------------------------------------------------------------------------- 5/16/2003 Purchase 700 $2.4164 - -------------------------------------------------------------------------------- 5/19/2003 Purchase 7,000 $2.2231 - -------------------------------------------------------------------------------- 5/22/2003 Purchase 2,500 $2.2910 - -------------------------------------------------------------------------------- 5/30/2003 Purchase 24,700 $3.6604 - -------------------------------------------------------------------------------- 5/30/2003 Purchase 4,300 $3.6604 - -------------------------------------------------------------------------------- 6/5/2003 Sale 76,500 $3.0857 - -------------------------------------------------------------------------------- 6/5/2003 Sale 13,500 $3.0857 - -------------------------------------------------------------------------------- 6/6/2003 Sale 21,200 $3.2282 - -------------------------------------------------------------------------------- 6/6/2003 Sale 3,800 $3.2282 - -------------------------------------------------------------------------------- 6/9/2003 Sale 21,200 $3.0699 - -------------------------------------------------------------------------------- 6/9/2003 Sale 3,800 $3.0699 - -------------------------------------------------------------------------------- 6/10/2003 Sale 25,500 $3.1366 - -------------------------------------------------------------------------------- 6/10/2003 Sale 4,500 $3.1366 - -------------------------------------------------------------------------------- 6/11/2003 Purchase 1,000 $3.3850 - -------------------------------------------------------------------------------- 6/11/2003 Sale 42,500 $3.2835 - -------------------------------------------------------------------------------- 6/11/2003 Sale 7,500 $3.2835 - -------------------------------------------------------------------------------- 6/12/2003 Sale 50,200 $3.4370 - -------------------------------------------------------------------------------- 6/13/2003 Purchase 10,100 $3.5100 - -------------------------------------------------------------------------------- 6/13/2003 Sale 10,100 $3.5100 - -------------------------------------------------------------------------------- 6/13/2003 Sale 30,000 $3.2941 - -------------------------------------------------------------------------------- 6/16/2003 Sale 40,000 $3.2216 - -------------------------------------------------------------------------------- 6/17/2003 Sale 100,000 $3.2431 - -------------------------------------------------------------------------------- 6/18/2003 Sale 55,000 $3.0991 - -------------------------------------------------------------------------------- 6/19/2003 Sale 45,000 $3.0290 - -------------------------------------------------------------------------------- 6/23/2003 Sale 60,000 $2.6014 - -------------------------------------------------------------------------------- 6/23/2003 Sale 20,700 $2.6100 - -------------------------------------------------------------------------------- 6/24/2003 Sale 65,000 $2.7169 - -------------------------------------------------------------------------------- 6/25/2003 Sale 43,000 $2.8196 - -------------------------------------------------------------------------------- Page 11 of 14 - -------------------------------------------------------------------------------- Date Transaction Number of Shares Price per share - -------------------------------------------------------------------------------- 6/26/2003 Sale 44,000 $2.7343 - -------------------------------------------------------------------------------- 6/27/2003 Sale 100,000 $2.7706 - -------------------------------------------------------------------------------- 6/30/2003 Sale 67,300 $2.9377 - -------------------------------------------------------------------------------- 7/1/2003 Sale 150,000 $2.8755 - -------------------------------------------------------------------------------- 7/2/2003 Sale 57,766 $2.9234 - -------------------------------------------------------------------------------- 7/3/2003 Sale 54,300 $2.9307 - -------------------------------------------------------------------------------- 7/8/2003 Sale 70,000 $2.7798 - -------------------------------------------------------------------------------- 7/9/2003 Sale 107,934 $2.7934 - -------------------------------------------------------------------------------- 7/10/2003 Sale 52,100 $2.7787 - -------------------------------------------------------------------------------- 7/11/2003 Sale 102,800 $2.9063 - -------------------------------------------------------------------------------- 7/14/2003 Sale 72,500 $2.9780 - -------------------------------------------------------------------------------- 7/15/2003 Sale 2,600 $2.9695 - -------------------------------------------------------------------------------- 7/16/2003 Sale 33,700 $2.9756 - -------------------------------------------------------------------------------- 7/17/2003 Purchase 1,000 $2.8050 - -------------------------------------------------------------------------------- 7/17/2003 Purchase 1,000 $2.8050 - -------------------------------------------------------------------------------- 7/17/2003 Sale 74,630 $2.7758 - -------------------------------------------------------------------------------- 7/18/2003 Sale 54,100 $2.7815 - -------------------------------------------------------------------------------- 7/21/2003 Sale 25,000 $2.5382 - -------------------------------------------------------------------------------- 7/21/2003 Sale 99,400 $2.5227 - -------------------------------------------------------------------------------- 7/22/2003 Purchase 100 $2.4950 - -------------------------------------------------------------------------------- 7/22/2003 Sale 63,000 $2.5052 - -------------------------------------------------------------------------------- 7/23/2003 Sale 82,270 $2.4283 - -------------------------------------------------------------------------------- 7/25/2003 Sale 40,000 $2.4449 - -------------------------------------------------------------------------------- 7/25/2003 Sale 200,000 $2.4664 - -------------------------------------------------------------------------------- 7/25/2003 Sale 50,000 $2.4664 - -------------------------------------------------------------------------------- 7/28/2003 Sale 87,000 $2.4587 - -------------------------------------------------------------------------------- 7/29/2003 Sale 150,000 $2.4141 - -------------------------------------------------------------------------------- 7/29/2003 Sale 21,000 $2.4141 - -------------------------------------------------------------------------------- 7/30/2003 Sale 50,000 $ 2.3174 - -------------------------------------------------------------------------------- 7/31/2003 Sale 100,000 $ 2.4247 - -------------------------------------------------------------------------------- 7/31/2003 Sale 91,200 $ 2.4247 - -------------------------------------------------------------------------------- 8/1/2003 Sale 200,000 $ 2.3615 - -------------------------------------------------------------------------------- 8/1/2003 Sale 33,900 $ 2.3615 - -------------------------------------------------------------------------------- 8/5/2003 Sale 206,900 $ 2.4614 - -------------------------------------------------------------------------------- 8/7/2003 Sale 24,500 $ 2.4163 - -------------------------------------------------------------------------------- 8/8/2003 Sale 27,300 $ 2.3529 - -------------------------------------------------------------------------------- 8/11/2003 Sale 55,000 $ 2.2702 - -------------------------------------------------------------------------------- 8/11/2003 Sale 18,200 $ 2.2953 - -------------------------------------------------------------------------------- 8/12/2003 Sale 263,000 $ 2.3719 - -------------------------------------------------------------------------------- 8/14/2003 Sale 72,000 $ 2.3290 - -------------------------------------------------------------------------------- 8/19/2003 Sale 60,000 $ 2.2888 - -------------------------------------------------------------------------------- (d) MF has the right to receive and the power to direct the receipt of dividends from, and the proceeds from the sale of the shares reported herein that are held by Capital. MF has an interest by virtue of such relationship that relates to more than 5% of the Company's Common Stock. (e) On August 18, 2003, the Reporting Persons ceased to own, in the aggregate, more than five percent of the Common Stock. Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer. None. Page 12 of 14 Item 7. Material to be Filed as Exhibits. Exhibit 1: Joint Filing Agreement dated as of August 22, 2003, by and between the Reporting Persons. Page 13 of 14 SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: August 22, 2003 Durus Capital Management, LLC By: /s/ Scott Sacane ---------------------------- Name: Scott Sacane Title: Managing Member /s/ Scott Sacane -------------------------------- Scott Sacane Page 14 of 14 EX-99.1 3 e300585_ex99-1.txt JOINT FILING AGREEMENT Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of Allos Therapeutics, Inc., and that this Agreement be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument. In witness whereof, the undersigned hereby execute this Agreement this 22nd day of August, 2003. Durus Capital Management, LLC By: /s/ Scott Sacane ---------------------------- Name: Scott Sacane Title: Managing Member /s/ Scott Sacane -------------------------------- Scott Sacane -----END PRIVACY-ENHANCED MESSAGE-----